The US Securities and Exchange Commission (SEC) has recently released this searchable database of Y2K readiness reports in order to disclose the preparatory efforts of the securities industry. The database contains more than 13,000 reports from the broker-dealers, transfer agents, investment advisors, and mutual funds required to file with the SEC. Reports include descriptions of the company's, agent's, or fund's state of Y2K readiness, costs to address the Y2K problem, Y2K risks, and contingency plans. Complete database documentation, search instructions, and contact information are provided at the Important Information page.
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